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Responses and representations 2011


The Sharman Inquiry - Going concern and liquidity risks
IMA response (22 December)

IASB Exposure Draft – Investment Entities
IMA response (21 December)

IASB request for views - Agenda Consultation 2011
IMA response (7 December)

FSA CP11/18: Quarterly Consultation (No.30) Chapter 3
IMA response (6 December)

BIS Discussion Paper on Executive Remuneration
IMA response (2 December)


The Kay Review of UK Equity Markets and Long-Term Decision Making
IMA follow-up submission (28 November)

BIS Consultation – The Future of Narrative Reporting – a new reporting framework
IMA response (25 November)

FTSE Consultation on Free Float Threshold for UK Incorporated Companies
IMA response (25 November)

The Kay Review of UK Equity Markets and Long-Term Decision Making
IMA response (23 November)

CP11/16: Recovery & Resolution Plans
IMA response (9 November)

FSA Quarterly Consultation Paper 30
IMA response to Chapter 6 (4 November)


Letter to the Chancellor regarding the EC’s proposals for an FTT
IMA response (24 October)

Revision of CISA
IMA response (06 October)


Unauthorised Unit Trusts consultation
IMA response (29 September)

Debt Management Office (DMO) consultation on CPI-linked index linked gilts
IMA response (22 September)

ESMA consultation on AIFMD Level 2 measures
IMA response (22 September)

ESMA Discussion Paper on Exchange-Traded Funds and Structured UCITS
IMA response (22 September)

EC Consultation on Social Investment Funds
IMA response (14 September)

ESMA consultation on AIFMD Level 2 measures
IMA response (13 September)

HMT paper: A new approach to financial regulation – the blueprint for reform
IMA response (8 September)

Financial Stability Board – Effective resolution of systemically important financial institutions consultation
IMA response (2 September)

FSA consultation on The Financial Conduct Authority: Approach to Regulation
IMA response (1 September)


HM Treasury review of the Money Laundering Regulations 2007
IMA response (30 August)

European Insurance and Occupational Pensions Authority - call for advice on the review of the IORP directive
IMA response (15 August)

IOSCO consultation report regarding regulatory issues raised by the impact of technological changes on market integrity and efficiency
IMA response (11 August)

EC consultation on venture capital funds
IMA response (10 August)

FSA Consultation Paper 11/11 - Chapter 7: Proposed amendments to the compensation sourcebook
IMA response (5 August)

HMRC consultation on group supplies using an overseas member
IMA response (3 August)

OECD recommendation on regulatory policy and governance
IMA response (1 August)


EU Green Paper: The EU corporate governance framework
IMA response (22 July)

ESMA Questionnaire on proxy activity
IMA response (18 July)

Sharman Inquiry and call for evidence
IMA response (7 July)

EU and US regulation of derivatives
Joint associations letter (5 July)

Independent Commission on Banking - Interim Report
IMA response (4 July 2011)

Review of the UK regulated covered bond regime
IMA response (1 July)


Future taxation of the financial sector
IMA letter to the Chancellor (27 June 2011)

OECD Model Tax Convention: “Beneficial Owner"
IMA response (14 June)

FATCA: US Treasury and IRS Notice 2011-34
IMA response (7 June)


HMT Draft Regulations for Junior ISAs
IMA response (31 May)

EC Green Paper on the Future of VAT – final IMA response
IMA response (27 May)

IOSCO consultation on Principles of suspensions of CIS redemptions
IMA response (20 May)

FSA remuneration guidance
IMA response (18 May)

Financial Stability Board paper on ETFs
IMA response (16 May)

ESMA consultation on exemption for small managers
IMA response (16 May)

Treasury Select Committee inquiry on Future of Cheques
IMA response (10 May)

House of Lords: European Union Committee
IMA response (6 May)

FSA paper on implementation of ESMA Guidelines
IMA response (6 May)


Workplace Retirement Income Commission - call for evidence
IMA response(21 April)

FSA paper on Product Intervention
IMA response (21 April)

Member outcomes in work-based pension provision
IMA response (21 April)

EC consultation on financial sector taxation
IMA response (18 April 2011)

ASB paper on The Future of UK GAAP and the SORP
IMA response (15 April)

HMT consultation on New Regulatory structure of financial services
IMA response (14 April)

HMRC offshore funds tax regulation 2009
IMA response (12 April)


FRC consultation on Effective Company Stewardship
IMA response (30 March)

HMT consultation on Simple Financial Products
IMA response (25 March)

HMT/FSA consultation on UCITS IV implementation
IMA response (23 March)

OECD Draft Guidelines on Neutrality of VAT
IMA response (21 March)

FSA paper on Regulatory Fees and Levies: Rates proposals for 2011/12
IMA response (11 March)

FSA paper on The Client Money and Asset Return (CMAR): Operational Implementation
IMA response (11 March)

OFT Equity Underwriting Market Study
IMA response (10 March)

IASB Exposure Draft on Hedge Accounting
IMA response (9 March)

DWP consultation on DC default fund design
IMA response (6 March)

European Union consultation on bank recovery and resolution
IMA response (3 March)

European Commission public consultation on Central Securities Depositories (CSDs)
IMA response (1 March)

FSA paper on Regulatory fees and levies (proposals for 2011/12)
IMA response (1 March 2011)


EU Single Market Act proposals
IMA response (28 February 2011)

HM Treasury call for evidence on early access to pension savings
IMA response (25 February 2011)

IFRS Foundation Trustee Strategy Review
IMA response (24 February 2011)

FSA consultation on Platforms: delivering the RDR
IMA response (17 February 2011)

Budget Representations 2011
IMA Budget reps (17 February 2011)

Draft Finance Bill 2011 - Reform of SDRT on Collective Investment Schemes
IMA response (7 February 2011)

HMRC review of Double Taxation Treaties
IMA response (4 February 2011)

European Commission MiFID review
IMA response (2 February 2011)

HMRC review to amend The Offshore Funds (Tax) Regulations 2009
IMA response (2 February 2011)


EC consultation on the UCITS Depositary Function
IMA response (31 January 2011)

EC consultation on Packaged Retail Investment Products (PRIPs)
IMA response (31 January 2011)

EC consultation on European Contract Law
IMA response (28 January 2011)

HMRC Draft Finance Bill 2011 clauses - pensions
IMA response (26 January 2011)

EC consultation on Proposal for Securities Law Directive
IMA response (21 January 2011)

HMRC ISA Bulletin 28
IMA response (21 January 2011)

European Commission proposals for the future taxation of the financial sector
IMA response (19 January 2011)

ESMA Call for Evidence – AIFMD levels 2 & 3
IMA response (14 January 2011)

BIS Call for Evidence – A Long-Term Focus for Corporate Britain
IMA response (13 January 2011)

IASB Exposure Draft: Leases
IMA response (11 January 2011)

EU Commission Public Consultation on Credit Rating Agencies
IMA response (11 January 2011)

Bank Levy Legislation - Draft Finance Bill 2011
IMA response (10 January 2011)

Office of Tax Simplifications interim report
IMA response (10 January 2011)

FATF consultation on the 40 + 9 recommendations on anti-money laundering and counter-terrorist financing
IMA response (10 January 2011)

CESR's consultation on Risk measurement for certain types of Structured UCITS
IMA response (5 January 2011)