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Understanding Regulation and Compliance in Investment Management Firms

ABOUT COURSE

The programme covers the elements of regulation that are important to investment businesses and considers what impact regulation has when developing and positioning product and service offerings to distributors and clients alike. There will be input from a senior compliance practitioner to discuss the regulatory landscape and a case study on how the business rules are applied in practice.

Course dates and venues

Download the brochure/booking form for the course programme details and objectives.

London 28 Jun 2017

IA, 23 Camomile Street

Download Brochure here

London 12 Oct 2017

IA, 23 Camomile Street

Download Brochure here