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Managing Conduct Risk within Investment Management Firms


A one-day course, designed for managers and staff who need to understand and successfully address the regulatory issues and business challenges of conduct risk.There is significant regulatory focus on conduct, culture and behavior within financial services, and we strongly recommend this course as a prelude to the introduction of the SMCR in 2018.

Course dates and venues

Download the brochure/booking form for the course programme details and objectives.

London TBC

IA, 23 Camomile Street

Download Brochure here

Edinburgh TBC

Aberdeen Asset Management

Download Brochure here