What are you looking for?

Managing Conduct Risk within Investment Management Firms

ABOUT COURSE

A one-day course, designed for managers and staff who need to understand and successfully address the regulatory issues and business challenges of conduct risk.There is significant regulatory focus on conduct, culture and behavior within financial services, and we strongly recommend this course as a prelude to the introduction of the SMCR in 2018.


Course dates and venues

Download the brochure/booking form for the course programme details and objectives.

London 26 April 2017

IA, 23 Camomile Street

Download Brochure here

Edinburgh 16 May 2017

Aberdeen Asset Management

Download Brochure here