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The Role of Approved Persons and Senior Managers in Investment Management Firms

An important one-day course for prospective, new and existing Approved Persons , Senior Managers, supporting staff, and those needing to prepare for the new Senior Managers and Certified Persons regime applying from 2018. The course aims to help Approved Persons really understand the role both before and after appointment. It is practical in nature, and will explore current themes and trends and suggest approaches through which Approved Persons and Senior Managers can demonstrate that they are fulfilling their responsibilities. There will be input from a senior adviser at the FCA, as well as a leading law firm. Case studies and examples will be used throughout.

Course dates and venues

02 November 2017: Investment Association, 23 Camomile Street, London, EC3A 7LL


Download the course brochure for further information on the course background, programme details, objectives and agenda. The booking form is at the end of the document.