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Understanding Systems and Controls (SYSC) in Investment Management Firms

Understanding Systems and Controls (SYSC) in Investment Management Firms is a practical one day course. It is delivered at an introductory to intermediate level and appropriate for anyone who needs to improve their understanding of Systems and Controls, including senior management arrangements. This will include staff with direct responsibility and accountabilities, including executives, non-executive directors and senior managers, and also supporting staff and those that provide services to investment management companies. The course is highly interactive, with case studies and examples used throughout, focus on the SYSC Sourcebook, and a presentation from a leading law or audit firm to address the important FCA considerations for SYSC.

Course dates and venues

08 Jun 2017: The Investment Association, 23 Camomile Street, London, EC3A 7LL

05 Oct 2017: The Investment Association, 23 Camomile Street, London, EC3A 7LL

COURSE BROCHURE - CLICK HERE

Download the course brochure for further information on the course background, programme details, objectives and agenda. The booking form is at the end of the document.