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Managing Conduct Risk within Investment Management Firms

A brand new and very practical one day course, designed for managers and staff who need to understand and successfully address the regulatory issues and business challenges of conduct risk. There is significant regulatory focus on conduct, culture and behaviour within financial service, and we strongly recommend this course as a prelude to the introduction of the SMCR in 2018.

Course dates and venues

26 April 2017: The Investment Association, 23 Camomile Street, London, EC3A 7LL


Download the course brochure for further information on the course background, programme details, objectives and agenda. The booking form is at the end of the document.

http://www.theinvestmentassociation.org/assets/files/Training/Managing Conduct Risk - April 2017v.2.pdf